Search Result

281 - 300 of 974 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

BIPRU 1.3 Applications for advanced approaches and waivers

As Published: 2006

BIPRU 1.3 Applications for advanced approaches and waivers

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

PERG 8.1 Application and purpose

As Published: 2005

PERG 8.1 Application and purpose

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

ICOBS 3.2 E-Commerce

As Published: 2008

ICOBS 3.2 E-Commerce

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

REC 2.5 Systems and controls and conflicts

As Published: 2004

REC 2.5 Systems and controls and conflicts

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending