Search Result

261 - 280 of 944 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

PERG 15.1 Introduction

As Published: 2009

PERG 15.1 Introduction

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application