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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 12.4 UCITS product passport

As Published: 2011

COLL 12.4 UCITS product passport

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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

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SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

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BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2007

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

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PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

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SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

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PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

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COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

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FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

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COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

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PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

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DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

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PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

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REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

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PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

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FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

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