Search Result

781 - 800 of 1095 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

As Published: 2007

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

As Published: 2003

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

COLL 11.2 Approval of a feeder UCITS

As Published: 2011

COLL 11.2 Approval of a feeder UCITS

GEN 4.4 Business for retail clients from non-UK offices

As Published: 2004

GEN 4.4 Business for retail clients from non-UK offices

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

DTR 1.3 Information gathering and publication

As Published: 2005

DTR 1.3 Information gathering and publication

BIPRU 3.7 Classification of off-balance-sheet items

As Published: 2007

BIPRU 3.7 Classification of off-balance-sheet items

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

DISP App 3.3 The approach to considering evidence

As Published: 2010

DISP App 3.3 The approach to considering evidence

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

COLL 11.1 Introduction

As Published: 2011

COLL 11.1 Introduction