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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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COBS 16.5 Quotations for surrender values

As Published: 2007

COBS 16.5 Quotations for surrender values

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LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

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DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

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MCOB 13.3 Dealing fairly with customers in arrears: policy and procedures

As Published: 2006

MCOB 13.3 Dealing fairly with customers in arrears: policy and procedures

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Similar To

COBS 18.8 OPS firms - non scope business

LR 9.2 Requirements with continuing application

GEN 4.5 Statements about authorisation and regulation by the FSA

SYSC 5.1 Skills, knowledge and expertise

COLL 5.2 General investment powers and limits for UCITS schemes

PERG 13.3 Investment Services and Activities

APER 4.4 Statement of Principle 4

COLL 11.6 Winding up, merger and division of master UCITS

FEES 4.2 Obligation to pay periodic fees

COLL 6.9 Independence, names and UCITS business restrictions

PERG 8.10 Types of financial promotion

SUP 17.2 Making transaction reports

REC 3.14 Products, services and normal hours of operation

REC 3.26 Proposals to make regulatory provision

DEPP 7.2 Interviews

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

COBS 16.5 Quotations for surrender values

LR 14.3 Continuing obligations

DTR 6.2 Filing information and use of language

MCOB 13.3 Dealing fairly with customers in arrears: policy and procedures