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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

CASS 7A.1 Application and purpose

As Published: 2008

CASS 7A.1 Application and purpose

ICOBS 8.4 Employers’ Liability Insurance

As Published: 2011

ICOBS 8.4 Employers’ Liability Insurance

COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2011

COLL 11.6 Winding up, merger and division of master UCITS

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

PR App 1.1

As Published: 2005

PR App 1.1

PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

COBS 3.7 Providing clients with a higher level of protection

As Published: 2007

COBS 3.7 Providing clients with a higher level of protection