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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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SYSC 19A.3 Remuneration principles for banks, building societies and investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for banks, building societies and investment firms

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BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

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LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

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LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

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LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

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CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

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LR 3.3 Shares

CREDS 2.2 General provisions

MCOB 5.6 Content of illustrations

COLL 6.3 Valuation and pricing

PERG 2.11 What to do now ?

APER 4.1 Statement of Principle 1

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

SUP 16.12 Integrated Regulatory Reporting

LR 3.4 Debt and other securities

PR 3.4 Supplementary prospectus

LR 5.4A Transfer between listing categories: Equity shares

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

LR 12.4 Purchase of own equity shares

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading