Search Result

61 - 80 of 982 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

COLL 12.3 EEA UCITS management companies

As Published: 2011

COLL 12.3 EEA UCITS management companies

LR 20.4 Continuing obligations

As Published: 2010

LR 20.4 Continuing obligations

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

PR App 1.1

As Published: 2005

PR App 1.1

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2011

COLL 11.6 Winding up, merger and division of master UCITS

LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2006

LR 17.5 Requirements for states, regional and local authorities and public international bodies

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

COLL 6.12 Risk management policy and risk measurement

As Published: 2011

COLL 6.12 Risk management policy and risk measurement

SUP 16.12 Integrated Regulatory Reporting

As Published: 2006

SUP 16.12 Integrated Regulatory Reporting

SUP 13A.9 The precautionary measure rule for incoming EEA firms

As Published: 2007

SUP 13A.9 The precautionary measure rule for incoming EEA firms

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

LR 15.3 Listing applications and procedures

As Published: 2010

LR 15.3 Listing applications and procedures

PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

PR 3.2 Filing and publication of prospectus

As Published: 2012

PR 3.2 Filing and publication of prospectus

LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures