Search Result

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

PR App 3.1

As Published: 2005

PR App 3.1

…

BIPRU 12.3 Liquidity risk management

As Published: 2010

BIPRU 12.3 Liquidity risk management

…

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

…

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

…

LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

…

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COLL 7.7 UCITS mergers

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

BIPRU 7.2 Interest rate PRR

PERG 8.12 Exemptions applying to all controlled activities

INSPRU 1.5 Internal-contagion risk

LR 8.3 Role of a sponsor: general

LR 8.6 Criteria for approval as a sponsor

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

BIPRU 11.5 Technical criteria on disclosure: General requirements

SYSC 10.1 Application

BIPRU 2.2 Internal capital adequacy standards

SYSC 4.2 Persons who effectively direct the business

PERG 8.14 Other financial promotions

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading