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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

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PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

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MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

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REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

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REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation and Auction Regulation

As Published: 2007

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation and Auction Regulation

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COBS 11.5 Record keeping: client orders and transactions

As Published: 2007

COBS 11.5 Record keeping: client orders and transactions

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APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

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SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

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PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

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LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

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MCOB 6.7 Business loans

As Published: 2004

MCOB 6.7 Business loans

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BIPRU 11.4 Technical criteria on disclosure: General criteria

As Published: 2007

BIPRU 11.4 Technical criteria on disclosure: General criteria

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REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

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DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

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COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

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REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

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MAR 2.5 The Price Stabilising Rules: overseas provisions

As Published: 2003

MAR 2.5 The Price Stabilising Rules: overseas provisions

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CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

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MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

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PERG 4.6 Advising on regulated mortgage contracts

As Published: 2006

PERG 4.6 Advising on regulated mortgage contracts

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