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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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PERG 15.7 Transitional arrangements

As Published: 2009

PERG 15.7 Transitional arrangements

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FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

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REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

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ICOBS 6.3 Pre- and post-contract information: pure protection contracts

As Published: 2008

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

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FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

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DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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PERG 4.6 Advising on regulated mortgage contracts

MCOB 5.5 Provision of illustrations

MCOB 9.7 Disclosure at the start of the contract: lifetime mortgages

PERG 8.7 Engage in investment activity

SUP 12.9 Record keeping

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

PERG 7.5 When is it appropriate to apply for a certificate?

DTR 6.1 Information requirements for issuers of shares and debt securities

DEPP 6.4 Financial penalty or public censure

INSPRU 1.1 Application

COBS 4.10 Systems and controls and approving and communicating financial promotions

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

PERG 4.8 Administering a regulated mortgage contract

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order