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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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COBS 11.1 Application

As Published: 2007

COBS 11.1 Application

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SUP 13A.8 Sources of further information

As Published: 2006

SUP 13A.8 Sources of further information

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FEES 5.9 Leaving the Financial Ombudsman Service

As Published: 2009

FEES 5.9 Leaving the Financial Ombudsman Service

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COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

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LR 20.4 Continuing obligations

As Published: 2010

LR 20.4 Continuing obligations

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SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

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PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

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DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

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PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

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PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

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PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

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CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

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COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

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LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

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COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

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SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

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CASS 8.1 Application

As Published: 2007

CASS 8.1 Application

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PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

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REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

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