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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2007

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

PERG 12.5 Financial promotion issues

As Published: 2006

PERG 12.5 Financial promotion issues

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

COBS 18.4 Stock lending activity

As Published: 2007

COBS 18.4 Stock lending activity

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

DEPP 4.2 Urgent statutory notice cases

As Published: 2011

DEPP 4.2 Urgent statutory notice cases

REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

RCB 3.2 Annual confirmations of compliance

As Published: 2008

RCB 3.2 Annual confirmations of compliance

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

SUP 16.15 Reporting under the Electronic Money Regulations

As Published: 2011

SUP 16.15 Reporting under the Electronic Money Regulations

PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance