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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

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MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

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SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

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MCOB 7.6 Mortgages: event-driven information

As Published: 2004

MCOB 7.6 Mortgages: event-driven information

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MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

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PERG 15.5 Negative scope/exclusions

As Published: 2009

PERG 15.5 Negative scope/exclusions

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SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

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MIPRU 5.2 Use of intermediaries

As Published: 2006

MIPRU 5.2 Use of intermediaries

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COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

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SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

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BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

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PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

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LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

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PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

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COBS 14.2 Providing product information to clients

As Published: 2007

COBS 14.2 Providing product information to clients

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PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity

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PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

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REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

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