Search Result

461 - 480 of 848 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

As Published: 2008

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

MCOB 6.9 Regulated sale and rent back agreements

As Published: 2010

MCOB 6.9 Regulated sale and rent back agreements

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

PERG 15.7 Transitional arrangements

As Published: 2009

PERG 15.7 Transitional arrangements

SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

BIPRU 12.5 Individual Liquidity Adequacy Standards

As Published: 2009

BIPRU 12.5 Individual Liquidity Adequacy Standards

MCOB 2.7A E-Commerce

As Published: 2007

MCOB 2.7A E-Commerce

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose