Search Result

441 - 460 of 870 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

COLL 11.5 Auditors

As Published: 2011

COLL 11.5 Auditors

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

COBS 9.5 Record keeping and retention periods for suitability records

As Published: 2007

COBS 9.5 Record keeping and retention periods for suitability records

SYSC 13.3 Other related Handbook sections

As Published: 2007

SYSC 13.3 Other related Handbook sections

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

CREDS 7.1 Application, purpose and interpretation

As Published: 2011

CREDS 7.1 Application, purpose and interpretation

CREDS 8.1 Application and purpose

As Published: 2011

CREDS 8.1 Application and purpose

DTR 1B.2 Modifying rules and consulting the FSA

As Published: 2008

DTR 1B.2 Modifying rules and consulting the FSA

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

CASS 1.1 Application and purpose

As Published: 2004

CASS 1.1 Application and purpose

REC 6.5 FSA decision on recognition

As Published: 2001

REC 6.5 FSA decision on recognition

MCOB 1.1 Application and purpose

As Published: 2006

MCOB 1.1 Application and purpose

REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

COND 2.4 Threshold condition 4: Adequate resources

As Published: 2004

COND 2.4 Threshold condition 4: Adequate resources

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

SUP App 2.8 Ceasing to effect contracts of insurance

As Published: 2002

SUP App 2.8 Ceasing to effect contracts of insurance