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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

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DISP 1.2 Consumer awareness rules

As Published: 2003

DISP 1.2 Consumer awareness rules

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SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

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PR 3.3 Advertisements

As Published: 2012

PR 3.3 Advertisements

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PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

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BIPRU 12.3 Liquidity risk management

As Published: 2010

BIPRU 12.3 Liquidity risk management

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SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

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PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

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REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

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COBS 11.1 Application

As Published: 2007

COBS 11.1 Application

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CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

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COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

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PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

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SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

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REC 3.13 Delegation of relevant functions

As Published: 2011

REC 3.13 Delegation of relevant functions

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DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

As Published: 2003

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

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