Search Result

381 - 400 of 856 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2001

REC 6.7 Notification rules for overseas recognised bodies

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

As Published: 2007

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

CREDS 7.2 General requirements concerning lending policy

As Published: 2012

CREDS 7.2 General requirements concerning lending policy

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

COBS 10.7 Record keeping and retention periods for appropriateness records

As Published: 2008

COBS 10.7 Record keeping and retention periods for appropriateness records

LR 17.1 Application

As Published: 2005

LR 17.1 Application

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

LR 12.1 Application

As Published: 2005

LR 12.1 Application

PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

COBS 5.2 E-Commerce

As Published: 2007

COBS 5.2 E-Commerce

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

COBS 9.3 Guidance on assessing suitability

As Published: 2007

COBS 9.3 Guidance on assessing suitability

COBS 18.2 Energy market activity and oil market activity

As Published: 2007

COBS 18.2 Energy market activity and oil market activity

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement