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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

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DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

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COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

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FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

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FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

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PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

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SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

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PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

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SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

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FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

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SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

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SUP 3.11 Review of auditor’s client assets report

As Published: 2011

SUP 3.11 Review of auditor’s client assets report

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REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

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SUP 13.10 Applicable provisions

As Published: 2001

SUP 13.10 Applicable provisions

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GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

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SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

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