Search Result

141 - 160 of 870 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 1.4 Actions for damages

As Published: 2007

BIPRU 1.4 Actions for damages

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

BIPRU 13.8 Securities financing transactions

As Published: 2006

BIPRU 13.8 Securities financing transactions

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

COLL 12.2 UK UCITS management companies

As Published: 2011

COLL 12.2 UK UCITS management companies

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

REC 1.1 Application

As Published: 2005

REC 1.1 Application

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

As Published: 2001

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

BIPRU 5.5 Other funded credit risk mitigation

As Published: 2010

BIPRU 5.5 Other funded credit risk mitigation

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general