Search Result

641 - 660 of 1052 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 4.6 Advising on regulated mortgage contracts

As Published: 2006

PERG 4.6 Advising on regulated mortgage contracts

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

As Published: 2007

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

BIPRU 13.2 Unusual Transactions

As Published: 2007

BIPRU 13.2 Unusual Transactions

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

COBS 11.1 Application

As Published: 2007

COBS 11.1 Application

INSPRU 1.2 Mathematical reserves

As Published: 2006

INSPRU 1.2 Mathematical reserves

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

BIPRU 4.8 The IRB approach: Purchased receivables

As Published: 2006

BIPRU 4.8 The IRB approach: Purchased receivables

SUP 3.11 Review of auditor’s client assets report

As Published: 2011

SUP 3.11 Review of auditor’s client assets report

MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

SUP 5.2 The FSA's power

As Published: 2001

SUP 5.2 The FSA's power

DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose