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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

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SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

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COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

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PR 3.3 Advertisements

As Published: 2012

PR 3.3 Advertisements

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LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

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REC 6.5 FSA decision on recognition

As Published: 2001

REC 6.5 FSA decision on recognition

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SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

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LR 16.1 Application

As Published: 2005

LR 16.1 Application

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PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

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MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

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COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

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PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

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REC 1.1 Application

As Published: 2005

REC 1.1 Application

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PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

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SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

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DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

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DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

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LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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