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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

BIPRU 7.9 Use of a CAD 1 model

As Published: 2007

BIPRU 7.9 Use of a CAD 1 model

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

LR 13.7 Circulars about purchase of own equity shares

As Published: 2007

LR 13.7 Circulars about purchase of own equity shares

BIPRU 9.5 Synthetic securitisation

As Published: 2010

BIPRU 9.5 Synthetic securitisation

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction