Search Result

181 - 200 of 1038 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

COLL 12.4 UCITS product passport

As Published: 2011

COLL 12.4 UCITS product passport

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

As Published: 2008

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations