Search Result

821 - 840 of 991 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 4.2 Urgent statutory notice cases

As Published: 2011

DEPP 4.2 Urgent statutory notice cases

LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

DEPP 3.4 Urgent supervisory notice cases

As Published: 2007

DEPP 3.4 Urgent supervisory notice cases

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

COLL 11.2 Approval of a feeder UCITS

As Published: 2011

COLL 11.2 Approval of a feeder UCITS

BIPRU 4.5 The IRB approach: Specialised lending exposures

As Published: 2007

BIPRU 4.5 The IRB approach: Specialised lending exposures

COBS 20.3 Principles and Practices of Financial Management

As Published: 2008

COBS 20.3 Principles and Practices of Financial Management

COBS 21.1 Application

As Published: 2007

COBS 21.1 Application

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

As Published: 2008

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

SYSC 13.10 Insurance

As Published: 2006

SYSC 13.10 Insurance

DISP App 3.5 Re-assessing rejected claims

As Published: 2010

DISP App 3.5 Re-assessing rejected claims

MIPRU 5.1 Application and purpose

As Published: 2006

MIPRU 5.1 Application and purpose

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

PERG 4.17 Interaction with the Consumer Credit Act

As Published: 2005

PERG 4.17 Interaction with the Consumer Credit Act

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2006

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

DTR 1A.4 Fees

As Published: 2007

DTR 1A.4 Fees

COBS 11.1 Application

As Published: 2007

COBS 11.1 Application