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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

…

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

…

DISP 3.3 Dismissal without consideration of the merits and test cases

As Published: 2004

DISP 3.3 Dismissal without consideration of the merits and test cases

…

LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

…

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

…

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

…

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

…

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

…

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

…

REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

…

DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

…

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

…

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

…

DISP 1.2 Consumer awareness rules

As Published: 2003

DISP 1.2 Consumer awareness rules

…

REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

…

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

…

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

…

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

…

CASS 8.1 Application

As Published: 2007

CASS 8.1 Application

…

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

…

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