Search Result

401 - 420 of 569 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

As Published: 2008

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

MAR 5.1 Application

As Published: 2007

MAR 5.1 Application

LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

BIPRU 8.9A Consolidated large exposure requirements

As Published: 2010

BIPRU 8.9A Consolidated large exposure requirements

PERG 3A.6 Territorial scope

As Published: 2011

PERG 3A.6 Territorial scope

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

COLL Appendix 1EU KII Regulation

As Published: 2011

COLL Appendix 1EU KII Regulation

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

LR 12.3 Purchase from a related party

As Published: 2005

LR 12.3 Purchase from a related party

LR 9.1 Preliminary

As Published: 2005

LR 9.1 Preliminary

CREDS 7.1 Application, purpose and interpretation

As Published: 2011

CREDS 7.1 Application, purpose and interpretation

SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

DTR 5.7 Notification of combined holdings

As Published: 2009

DTR 5.7 Notification of combined holdings