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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

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PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

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MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

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REC 3.17 Inability to discharge regulatory functions

As Published: 2001

REC 3.17 Inability to discharge regulatory functions

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REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

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GEN 4.4 Business for retail clients from non-UK offices

As Published: 2004

GEN 4.4 Business for retail clients from non-UK offices

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MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

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COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

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PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

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PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

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COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

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COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

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PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

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PERG 7.2 Introduction

As Published: 2006

PERG 7.2 Introduction

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PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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COBS 11.1 Application

As Published: 2007

COBS 11.1 Application

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