Search Result

1061 - 1080 of 1093 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CREDS App 1.1 Key Definitions

As Published: 2011

CREDS App 1.1 Key Definitions

COBS 15.5 Special situations

As Published: 2007

COBS 15.5 Special situations

COBS 18.2 Energy market activity and oil market activity

As Published: 2007

COBS 18.2 Energy market activity and oil market activity

PERG 14.6 Carrying on a regulated activity in the United Kingdom

As Published: 2010

PERG 14.6 Carrying on a regulated activity in the United Kingdom

MCOB 4.9 Business loans

As Published: 2004

MCOB 4.9 Business loans

DISP App 3.4 Root cause analysis

As Published: 2010

DISP App 3.4 Root cause analysis

COBS 6.3 Disclosing information about services, fees and commission – packaged products

As Published: 2007

COBS 6.3 Disclosing information about services, fees and commission – packaged products

PERG 15.6 Territorial scope

As Published: 2009

PERG 15.6 Territorial scope

CASS 9.3 Prime brokerage agreement disclosure annex

As Published: 2010

CASS 9.3 Prime brokerage agreement disclosure annex

BIPRU 13.8 Securities financing transactions

As Published: 2006

BIPRU 13.8 Securities financing transactions

DISP App 3.6 Determining the effect of a breach or failing

As Published: 2010

DISP App 3.6 Determining the effect of a breach or failing

BIPRU 8.8 Advanced prudential calculation approaches

As Published: 2006

BIPRU 8.8 Advanced prudential calculation approaches

COBS 20.1 Application

As Published: 2007

COBS 20.1 Application

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

ICOBS 2.2 Communications to clients and financial promotions

As Published: 2010

ICOBS 2.2 Communications to clients and financial promotions

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

MCOB 5.8 Home purchase plans

As Published: 2006

MCOB 5.8 Home purchase plans

ICOBS 5.2 Statement of demands and needs

As Published: 2008

ICOBS 5.2 Statement of demands and needs