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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

As Published: 2011

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

MCOB 12.1 Application

As Published: 2006

MCOB 12.1 Application

SYSC 20.2 Reverse stress testing requirements

As Published: 2010

SYSC 20.2 Reverse stress testing requirements

PERG 12.5 Financial promotion issues

As Published: 2006

PERG 12.5 Financial promotion issues

LR 12.1 Application

As Published: 2005

LR 12.1 Application

MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

DISP 1.9 Complaints record rule

As Published: 2011

DISP 1.9 Complaints record rule

MAR 5.1 Application

As Published: 2007

MAR 5.1 Application

DISP 3.8 Dealing with information

As Published: 2004

DISP 3.8 Dealing with information

DISP 3.9 Delegation of the Ombudsman's powers

As Published: 2003

DISP 3.9 Delegation of the Ombudsman's powers

SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

FEES App 1 Annex 1A Application Fees payable

As Published: 2012

FEES App 1 Annex 1A Application Fees payable

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

CASS 9.2 Prime broker's daily report to clients

As Published: 2010

CASS 9.2 Prime broker's daily report to clients

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports