Search Result

541 - 560 of 931 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOBS 2.4 Record-keeping

As Published: 2011

ICOBS 2.4 Record-keeping

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

MCOB 2.5 Reliance on others

As Published: 2006

MCOB 2.5 Reliance on others

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

DISP App 3.7 Approach to redress

As Published: 2011

DISP App 3.7 Approach to redress

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

ICOBS 4.1 General requirements for insurance intermediaries

As Published: 2007

ICOBS 4.1 General requirements for insurance intermediaries

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

FEES App 1 Annex 1 Periodic Fees payable for the period 1 April 2012 to 31 March 2013

As Published: 2012

FEES App 1 Annex 1 Periodic Fees payable for the period 1 April 2012 to 31 March 2013

PERG 15.6 Territorial scope

As Published: 2009

PERG 15.6 Territorial scope

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

SYSC 13.4 Requirements to notify the FSA

As Published: 2006

SYSC 13.4 Requirements to notify the FSA

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

MAR 5.5 Monitoring compliance with the rules of the MTF

As Published: 2003

MAR 5.5 Monitoring compliance with the rules of the MTF

SUP 2.2 Information gathering by the FSA on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the FSA on its own initiative: background