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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

CASS 7A.2 Primary pooling events

As Published: 2009

CASS 7A.2 Primary pooling events

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

PERG 15.7 Transitional arrangements

As Published: 2009

PERG 15.7 Transitional arrangements

COBS 11.8 Recording telephone conversations and electronic communications

As Published: 2008

COBS 11.8 Recording telephone conversations and electronic communications

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

SUP 2.2 Information gathering by the FSA on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the FSA on its own initiative: background

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2010

DEPP 6.6 Financial penalties for late and incomplete submission of reports

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

CREDS App 1.1 Key Definitions

As Published: 2011

CREDS App 1.1 Key Definitions

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

DTR 1.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1.2 Modifying rules and consulting the FSA

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

SUP 4.1 Application

As Published: 2003

SUP 4.1 Application