Search Result

121 - 140 of 1074 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

…

PR App 1.1

As Published: 2005

PR App 1.1

…

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

…

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

…

DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

…

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

…

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

…

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

…

PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

…

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

…

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

…

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

…

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

…

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

…

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

…

RCB 2.3 Determination of registration

As Published: 2008

RCB 2.3 Determination of registration

…

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

…

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

…

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

…

APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

…