Search Result

561 - 580 of 1119 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2006

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

MCOB 5.4 Mortgage illustrations: general

As Published: 2004

MCOB 5.4 Mortgage illustrations: general

SUP App 2.8 Ceasing to effect contracts of insurance

As Published: 2002

SUP App 2.8 Ceasing to effect contracts of insurance

PERG 4.14 Mortgage activities carried on by professional firms

As Published: 2005

PERG 4.14 Mortgage activities carried on by professional firms

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

COBS 4.9 Financial promotions with an overseas element

As Published: 2007

COBS 4.9 Financial promotions with an overseas element

COBS 15.4 Effects of cancellation

As Published: 2007

COBS 15.4 Effects of cancellation

COBS 8.1 Client agreements: designated investment business

As Published: 2007

COBS 8.1 Client agreements: designated investment business

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules