Search Result

461 - 480 of 1144 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

DISP App 1.3 Remortgaging

As Published: 2008

DISP App 1.3 Remortgaging

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

BIPRU 9.13 Securitisations of revolving exposures with early amortisation provisions

As Published: 2007

BIPRU 9.13 Securitisations of revolving exposures with early amortisation provisions

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

DISP App 1.6 Valuing Relevant Benefits

As Published: 2004

DISP App 1.6 Valuing Relevant Benefits

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

DEPP 6A.3 Determining the appropriate length of the period of suspension or restriction

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension or restriction

TC App 4.1 Appropriate Qualification tables

As Published: 2010

TC App 4.1 Appropriate Qualification tables

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission