Search Result

441 - 460 of 960 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

SUP 8.5 Notification of altered circumstances relating to waivers

As Published: 2001

SUP 8.5 Notification of altered circumstances relating to waivers

SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

DISP App 1.3 Remortgaging

As Published: 2008

DISP App 1.3 Remortgaging

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

MCOB 12.1 Application

As Published: 2006

MCOB 12.1 Application

FEES 6.6 Incoming EEA firms

As Published: 2007

FEES 6.6 Incoming EEA firms

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

As Published: 2005

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

MCOB 13.4 Arrears: provision of information to the customer of a regulated mortgage contract

As Published: 2006

MCOB 13.4 Arrears: provision of information to the customer of a regulated mortgage contract

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2007

SUP 13A.6 Which rules will an incoming EEA firm be subject to?