Search Result

161 - 180 of 960 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

REC 6.5 FSA decision on recognition

As Published: 2001

REC 6.5 FSA decision on recognition

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

REC 1.1 Application

As Published: 2005

REC 1.1 Application

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

BIPRU 9.4 Traditional securitisation

As Published: 2006

BIPRU 9.4 Traditional securitisation

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction