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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2007

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

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PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

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SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

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PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

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SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

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SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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DISP 1.1 Purpose and application

FIT 1.2 Introduction

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SYSC 1.1A Application

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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading