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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

PERG 15.7 Transitional arrangements

As Published: 2009

PERG 15.7 Transitional arrangements

FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2009

FEES 5.8 Joining the Financial Ombudsman Service

COND 2.4 Threshold condition 4: Adequate resources

As Published: 2004

COND 2.4 Threshold condition 4: Adequate resources

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

As Published: 2008

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

As Published: 2008

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

DISP App 3.3 The approach to considering evidence

As Published: 2010

DISP App 3.3 The approach to considering evidence

SYSC 21.1 Risk control: guidance on governance arrangements

As Published: 2010

SYSC 21.1 Risk control: guidance on governance arrangements

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

RCB 3.5 Other notifications

As Published: 2008

RCB 3.5 Other notifications

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

CASS 3.2 Requirements

As Published: 2003

CASS 3.2 Requirements

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose