Search Result

1021 - 1040 of 1083 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

PERG 3A.5 Exclusions

As Published: 2011

PERG 3A.5 Exclusions

PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme

CASS 9.3 Prime brokerage agreement disclosure annex

As Published: 2010

CASS 9.3 Prime brokerage agreement disclosure annex

BIPRU 4.1 The IRB approach: Application, purpose and overview

As Published: 2006

BIPRU 4.1 The IRB approach: Application, purpose and overview

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications

APER 3.2 Factors relating to all Statements of Principle

As Published: 2001

APER 3.2 Factors relating to all Statements of Principle

MCOB 12.2 Purpose

As Published: 2006

MCOB 12.2 Purpose

SYSC 1.2 Purpose

As Published: 2006

SYSC 1.2 Purpose

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

PERG 6.2 Purpose of guidance

As Published: 2005

PERG 6.2 Purpose of guidance

ICOBS 2.4 Record-keeping

As Published: 2011

ICOBS 2.4 Record-keeping

FEES 5.7 Payment

As Published: 2009

FEES 5.7 Payment

LR 16.1 Application

As Published: 2005

LR 16.1 Application

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

MCOB 12.7 Home purchase plans

As Published: 2006

MCOB 12.7 Home purchase plans

PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

FEES App 1 Annex 2 Further information on fees

As Published: 2012

FEES App 1 Annex 2 Further information on fees

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation and Auction Regulation

As Published: 2007

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation and Auction Regulation