Search Result

961 - 980 of 1063 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

LR 9.1 Preliminary

As Published: 2005

LR 9.1 Preliminary

CREDS 7.1 Application, purpose and interpretation

As Published: 2011

CREDS 7.1 Application, purpose and interpretation

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

As Published: 2007

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

DISP App 3.3 The approach to considering evidence

As Published: 2010

DISP App 3.3 The approach to considering evidence

CASS 3.2 Requirements

As Published: 2003

CASS 3.2 Requirements

COBS 18.6 Lloyd's

As Published: 2007

COBS 18.6 Lloyd's

COBS 15.1 Application

As Published: 2007

COBS 15.1 Application

PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

FEES App 1 Annex 1A Application Fees payable

As Published: 2012

FEES App 1 Annex 1A Application Fees payable

BIPRU 13.2 Unusual Transactions

As Published: 2007

BIPRU 13.2 Unusual Transactions

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

MCOB 7.9 Post-sale disclosure for regulated sale and rent back agreements

As Published: 2010

MCOB 7.9 Post-sale disclosure for regulated sale and rent back agreements

COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

BIPRU 3.1 Application and purpose

As Published: 2006

BIPRU 3.1 Application and purpose

MIPRU 2.3 Knowledge, ability and good repute

As Published: 2007

MIPRU 2.3 Knowledge, ability and good repute

INSPRU 1.1 Application

As Published: 2006

INSPRU 1.1 Application

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

DTR 1.1 Application and purpose (Disclosure rules)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure rules)