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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

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LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

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REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

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LR 1.1 Introduction

As Published: 2005

LR 1.1 Introduction

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REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation and Auction Regulation

As Published: 2007

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation and Auction Regulation

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COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

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LR 13.6 Related party circulars

As Published: 2007

LR 13.6 Related party circulars

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PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

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COBS 1.1 The general application rule

As Published: 2007

COBS 1.1 The general application rule

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FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

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PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

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DISP App 3.4 Root cause analysis

As Published: 2010

DISP App 3.4 Root cause analysis

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BIPRU 9.14 Recognition of credit risk mitigation on securitisation positions under the IRB approach

As Published: 2007

BIPRU 9.14 Recognition of credit risk mitigation on securitisation positions under the IRB approach

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PERG 8.30 Medium used to give advice or information

As Published: 2005

PERG 8.30 Medium used to give advice or information

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LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

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LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

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FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

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LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

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LR 15.1 Application

As Published: 2005

LR 15.1 Application

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COBS 10.2 Assessing appropriateness: the obligations

As Published: 2007

COBS 10.2 Assessing appropriateness: the obligations

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