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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 12.4 UCITS product passport

As Published: 2011

COLL 12.4 UCITS product passport

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2007

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

COLL 12.3 EEA UCITS management companies

As Published: 2011

COLL 12.3 EEA UCITS management companies

DTR 1A.4 Fees

As Published: 2007

DTR 1A.4 Fees

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

DISP App 3.2 The assessment of a complaint

As Published: 2010

DISP App 3.2 The assessment of a complaint

DTR 6.4 Choice of Home State and notifications by third country issuers

As Published: 2007

DTR 6.4 Choice of Home State and notifications by third country issuers

DISP 1.5 Complaints resolved by close of the next business day

As Published: 2002

DISP 1.5 Complaints resolved by close of the next business day

PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

TC App 3.1 Circumstances in which TC does not apply

As Published: 2007

TC App 3.1 Circumstances in which TC does not apply

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

FEES App 1 Annex 1A Application Fees payable

As Published: 2012

FEES App 1 Annex 1A Application Fees payable

FEES App 1 Annex 1 Periodic Fees payable for the period 1 April 2012 to 31 March 2013

As Published: 2012

FEES App 1 Annex 1 Periodic Fees payable for the period 1 April 2012 to 31 March 2013

MCOB 6.7 Business loans

As Published: 2004

MCOB 6.7 Business loans

REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction