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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

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BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

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LR 17.1 Application

As Published: 2005

LR 17.1 Application

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LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

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LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

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CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

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REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

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SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

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COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

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SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

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SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

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DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2010

DEPP 6.6 Financial penalties for late and incomplete submission of reports

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COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

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LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

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SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

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LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

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FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

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BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

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PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

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MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

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