Search Result

601 - 620 of 729 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

DISP 2.5 To which activities does the Voluntary Jurisdiction apply?

As Published: 2005

DISP 2.5 To which activities does the Voluntary Jurisdiction apply?

COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

DISP 2.1 Purpose, interpretation and application

As Published: 2003

DISP 2.1 Purpose, interpretation and application

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

COBS 15.5 Special situations

As Published: 2007

COBS 15.5 Special situations

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

COBS 1.1 The general application rule

As Published: 2007

COBS 1.1 The general application rule

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading