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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

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COLL 11.2 Approval of a feeder UCITS

As Published: 2011

COLL 11.2 Approval of a feeder UCITS

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

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MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

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PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

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MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

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PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

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REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

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REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

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ICOBS 4.1 General requirements for insurance intermediaries

As Published: 2007

ICOBS 4.1 General requirements for insurance intermediaries

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APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

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SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

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PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

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REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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COBS 14.2 Providing product information to clients

As Published: 2007

COBS 14.2 Providing product information to clients

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RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

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DEPP 6A.2 Deciding whether to take action

As Published: 2010

DEPP 6A.2 Deciding whether to take action

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DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

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