Search Result

521 - 540 of 979 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 2.2 Information disclosure before providing services

As Published: 2008

COBS 2.2 Information disclosure before providing services

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2011

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

ICOBS 5.2 Statement of demands and needs

As Published: 2008

ICOBS 5.2 Statement of demands and needs

FEES App 1 Annex 4 Glossary of definitions

As Published: 2012

FEES App 1 Annex 4 Glossary of definitions

DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

COBS 16.4 Statements of client designated investments or client money

As Published: 2007

COBS 16.4 Statements of client designated investments or client money

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

MCOB 9.7 Disclosure at the start of the contract: lifetime mortgages

As Published: 2006

MCOB 9.7 Disclosure at the start of the contract: lifetime mortgages

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries