Search Result

501 - 520 of 1074 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

CASS 7A.2 Primary pooling events

As Published: 2009

CASS 7A.2 Primary pooling events

FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2007

PERG 8.18 Financial promotions concerning the Lloyd’s market

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

SYSC 1.2 Purpose

As Published: 2006

SYSC 1.2 Purpose

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

DTR 1.3 Information gathering and publication

As Published: 2005

DTR 1.3 Information gathering and publication

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2001

REC 4.3 Risk assessments for UK recognised bodies

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

As Published: 2003

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions