Search Result

481 - 500 of 1089 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

COBS 4.5 Communicating with retail clients

As Published: 2008

COBS 4.5 Communicating with retail clients

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

As Published: 2007

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units