Search Result

461 - 480 of 1088 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 5.1 The distance marketing disclosure rules

As Published: 2007

COBS 5.1 The distance marketing disclosure rules

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

CREDS 9.1 Application and purpose

As Published: 2011

CREDS 9.1 Application and purpose

RCB 2.2 Applying for registration

As Published: 2008

RCB 2.2 Applying for registration

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

COBS 1.1 The general application rule

As Published: 2007

COBS 1.1 The general application rule

COBS 6.4 Disclosure of charges, remuneration and commission

As Published: 2007

COBS 6.4 Disclosure of charges, remuneration and commission

COBS 18.2 Energy market activity and oil market activity

As Published: 2007

COBS 18.2 Energy market activity and oil market activity

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

PERG 14.4 Activities relating to home purchase plans

As Published: 2006

PERG 14.4 Activities relating to home purchase plans

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

COBS 2.1 Acting honestly, fairly and professionally

As Published: 2007

COBS 2.1 Acting honestly, fairly and professionally

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

COBS 10.2 Assessing appropriateness: the obligations

As Published: 2007

COBS 10.2 Assessing appropriateness: the obligations

COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports